For Financial Institutions

Map regulatory obligations to policies,
evidence
and approvals.

ReQL helps banks and NBFCs identify the requirements that
apply to their business, review core policies, manage compliance
work and maintain an inspection-ready record.

Back to obligationsCompliant
RBI Master Directions on OutsourcingRBI/2024-25/12  ·  Section 6.2  ·  Effective 1 Apr 2024Ensure due diligence, risk assessment and ongoing monitoring for all material outsourcing arrangements.View Source
Compliance Trail

All requirements for this obligation are linked, mapped and evidence-backed.

✓Requirements Linked
✓Policy Mapped
✓Control Applied
✓Evidence Attached
✓Approval History Retained
3 regulatory requirementsSections 6.2.1, 6.2.2, 6.2.3View
Outsourcing Policy (v4.0)Mapped on 12 Jul 2024View
Vendor Risk Assessment ControlControl ID: C-OUT-01View
3 evidence filesVendor_Assessment.pdf, Due_Diligence.xlsx, Monitoring_Report.pdfView
Approved by Aarav Mehtaon 12 Jul 2024View

Entity Specific Obligations

Start with obligations relevant to your institution, not a generic checklist.

ReQL identifies the obligations relevant to your institution and checks your policies against them, surfacing gaps with the regulatory source behind each finding.

Applicable Obligations
KYC & AMLDigital LendingOutsourcing
Your Policy
Needs ReviewRBI Outsourcing Directions Section 4.2.1
Institute AwareIdentify requirements for your institution
Policy GroundedFind where policies need review
Inspection ReadyConnect requirements, evidence and approvals

Inspection Ready Record

Show how every obligation
is being met.

Bring the applicable requirement, mapped policy or control, supporting evidence and approval history into one record. When an inspector, auditor or leadership team asks, trace the full path without rebuilding it from emails and spreadsheets.

Back to obligationsCompliant
RBI Master Directions on OutsourcingRBI/2024-25/12  ·  Section 6.2  ·  Effective 1 Apr 2024Ensure due diligence, risk assessment and ongoing monitoring for all material outsourcing arrangements.View Source
Compliance Trail

All requirements for this obligation are linked, mapped and evidence-backed.

✓Requirements Linked
✓Policy Mapped
✓Control Applied
✓Evidence Attached
✓Approval History Retained
3 regulatory requirementsSections 6.2.1, 6.2.2, 6.2.3View
Outsourcing Policy (v4.0)Mapped on 12 Jul 2024View
Vendor Risk Assessment ControlControl ID: C-OUT-01View
3 evidence filesVendor_Assessment.pdf, Due_Diligence.xlsx, Monitoring_Report.pdfView
Approved by Aarav Mehtaon 12 Jul 2024View

Compliance Management

Turn obligations into controlled actions.

Assign ownership, attach evidence, review the work and retain the approval history behind every obligation.

Compliance workflow from obligation through ownership, evidence, review and approval
Obligations and filings dashboard with upcoming returns and obligation status totals

Obligations & Filings

Manage compliance work and filing deadlines in one place.

Assign obligations to the right team, attach supporting evidence and track review and approval. Keep upcoming, pending and overdue returns visible in one place.

Start with one document

See which clauses may need another look.

Review inspect Decide
Take the product tour

Create an account to continue with your own document.

Policy document with a sourced clause finding and suggested next steps